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Reg-X Innovations Ltd

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Board of Advisors

Chad Giussani
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Chad Giussani

Chad is a regulatory reporting specialist with more than 25 years of financial services experience working for a variety of leading investment banks and vendors, including Standard Chartered, HSBC, Barclays, Lloyds, ISITC, TRAX (now MarketAxess Post-Trade) and Omgeo (now DTCC Institutional Trade Processing).
His notable achievements include launching a MiFID FCA-Approved Reporting Mechanism, leading the implementation and delivery of a number of Dodd-Frank and EMIR reporting programmes and creating a versatile financial markets post-trade compliance advisory team to undertake second line oversight of MiFID, EMIR, HKMA, MAS, ASIC, CAD, CFTC, SEC, Bank of Israel and SFTR transaction reporting.
More recently, Chad has been providing compliance, strategy and product advisory support to hedge funds, venture capital investors, FinTech startups and software vendors.
Lesley Kumar
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Lesley Kumar

Lesley Kumar is a founding partner of Insight Regulatory LLP focusing on Governance, Compliance and Conduct issues. Her career in compliance has included senior roles at SEB, Société Générale, and 17 years at Bank of America Merrill Lynch most recently as Head of EMEA Compliance. Her coverage included the full spectrum of wholesale investment banking products including equities, derivatives, credit, FX, prime brokerage, financing, credit, capital markets and corporate finance.
Additionally, she held the prescribed responsibilities for Global Financial Crime Compliance including AML, economic sanctions and market abuse.
experience as both a Senior Manager and Approved Person, as the registered SMF16 and CF10 under the UK regulatory regime, has given her an invaluable insight into the expectations of the FCA and PRA (and other major UK, US, EU and emerging market regulators) making her perfectly placed to advise regulated firms and individuals. Lesley is also a qualified barrister, having been called to the Bar of England & Wales in 1991.

Our Partners.

A few of the forward-thinking companies we’ve proudly worked with.
Google
AWS
Microsoft
Regis-tr
Unavista

Testimonials

A few of the forward-thinking companies we’ve proudly worked with.
Tier 1 investment bank:

Reg-x breach management has enabled us to automate one of the key process of reporting breaches. It has helped in reducing number of hours regulatory operations spend on breach tracking and focus more on key remediations. This has reduced our operational risk.

Large Asset Manager:

Breach management is one of the most innovative products we have seen in regtech space this year. Combined with expertise in regulation and experience in regulatory change, Reg-x is one of important businesses which financial services industry should use.

Asset Manager:

We have a small regops group. Reg-x products has enabled us to manage our compliance seamlessly and effectively. One of the great feature is of reports, where the latest status of the report can be downloaded and sent to NCA directly.