Regulatory Risk Management, Consulting, Financial Services Regulators

Products

Regulatory Reporting Quality Assurance
Regulatory Risk Management

Reg-X provides a regulatory risk management platform which helps firms in identifying regulatory risk more effectively and efficiently. It helps in recording and tracking risks in a granular way with availability of regulatory data. Platform enables use of AI and Analytics for prevention, mitigation, opportunity / threat identification and future proofing. Firms can react to potential regulatory risks quicker, identify opportunities and threats faster, report breaches and manage issues more efficiently. Platform helps lower the cost of compliance and helps in mitigating risks of non-compliance, financial fines and reputational damage.

Reg-X offers a Regulatory Reporting Quality Assurance platform which conducts accuracy check, completeness check, validity check and timeliness check of your regulatory reporting. We offer a comprehensive technology platform which will analyse your transaction reporting extracts and produce a report along with potential risks, issues and breaches identified in the reports. We support all global regulations like MiFID II, EMIR, Dodd Frank, SFTR, MAS, ASIC etc. Our big data platform will reconcile firm data with what you have submitted to the regulator and will test eligibility of what is submitted and not submitted and confirm over or under reporting. We will produce a back reporting extract based on your inaccurate transactions and provide a fully automated back reporting solution for any errors and omissions. Platform is a fully secure, compliant cloud solution which can be hosted in your cloud as well offering you full control of your own data.

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Reg-x provides regulatory consultants who have very good experience in regulations like EMIR, MiFID II, Dodd Frank, CSDR, SFTR. Our consulting team guides you on impact assessments, project estimation, project management and business analysis.

You can outsource your regulatory testing, regulatory operations to our expert team. Our team will significantly reduce risk of non-compliance and reduce the cost of compliance. With our technology expertise and innovative thinking, we add significant value to our clients regulatory change and regulatory operations area.

About Us

Reg-X Innovations is a start up focused on innovations in regulatory space. We are building solutions for financial services industries which are secure, scalable, seamless and simple to use. We are also connecting various regulatory platforms so our clients can see a single interface for their regulatory needs. Please get in touch for your regulatory needs.

Customer Testimonials

Tier 1 investment bank:

Reg-x breach management has enabled us to automate one of the key process of reporting breaches. It has helped in reducing number of hours regulatory operations spend on breach tracking and focus more on key remediations. This has reduced our operational risk.

Large Asset Manager:

Breach management is one of the most innovative products we have seen in regtech space this year. Combined with expertise in regulation and experience in regulatory change, Reg-x is one of important businesses which financial services industry should use.

Asset Manager:

We have a small regops group. Reg-x products has enabled us to manage our compliance seamlessly and effectively. One of the great feature is of reports, where the latest status of the report can be downloaded and sent to NCA directly.

Technology Partners

Regulatory Innovations