Experience Seamless Compliance with
RegAssure’s Innovative Tools

Our technology not only ensures full regulatory adherence but also enhances operational efficiency,
giving you peace of mind and more time to focus on growth.

Accuracy

RegAssure Accuracy

Efficient and comprehensive software platform that will allow you to test the accuracy of your…

Completeness

RegAssure Completeness

Configurable software solution that will allow you to compare your front-office records…

Middleware

RegAssure Middleware

Fully automated, flexible, accurate and complete Regulatory Reporting. Cater to MiFIR, EMIR,…

Back Reporting

RegAssure Back Reporting

Platform to identify errors in the transactions and remediate automatically. Most efficient and…

Who We Are: Reg-X, Your Compliance Technology Leader

Regulatory reporting can be a challenge for compliance, risk and operations teams due to its increasing complexity. This complexity results in higher costs, demanding time frames and risks of issues and breaches in reporting. Regulatory reporting data is used by regulators for various purposes such as investor protection and market abuse detection.

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Navigating Compliance Challenges:
Expert Tips and Advice

The EMIR Refit guidelines, finalised by ESMA in October 2023 and effective from 29 April 2024, represent a substantial shift in the way derivatives must be reported across the EU. Designed to enhance data quality, promote standardisation, and improve systemic risk oversight, these guidelines mark a turning point in regulatory compliance under the European Market … Read more “EMIR Refit Guidelines: 6 Powerful Updates Every Compliance Team Must Know in 2025” [...]Read more...
Introduction MiFIR III Transaction Reporting is on everyone’s mind. The Markets in Financial Instruments Regulation (MiFIR) has long been a cornerstone of transaction reporting and market transparency in the European Union and the United Kingdom. With MiFIR III Transaction Reporting on the horizon, 2025 is set to bring the most significant overhaul to transaction reporting … Read more “MiFIR III Transaction Reporting: Six Exciting Essentials- Timeline, Resources, and Regulatory Divergence in 2025” [...]Read more...
We’re excited to announce our new partnership with Hazeltree, a leading provider of treasury and liquidity management solutions. This collaboration opens the door for Hazeltree’s global network of over 300 clients to access fully automated regulatory reporting through the Reg-X platform, with no manual data uploads required. A Seamless Partnership for Smarter Compliance Through this … Read more “Reg-X and Hazeltree Partner to Deliver Effortless Automated Regulatory Reporting with Total Oversight” [...]Read more...
The UK’s Financial Conduct Authority (FCA) has announced plans to significantly reform the regulatory framework for UK-based investment managers. The initiative, part of a broader drive to enhance the UK’s global competitiveness, aims to streamline regulatory obligations, reduce compliance burdens, and foster growth across the asset management sector. In this blog, we explore what these … Read more “FCA Proposes Major Reform for UK Investment Managers: What It Means for the Industry” [...]Read more...
The European Union Agency for the Cooperation of Energy Regulators (ACER) has issued updated guidance on the Regulation on Wholesale Energy Market Integrity and Transparency (REMIT). These updates, presented in the latest Questions and Answers (Q&As) document, provide further clarification on transaction reporting, market surveillance expectations, and the interplay between REMIT and other financial regulations. … Read more “4 ACER Updates REMIT Q&As: What Market Participants Need to Know” [...]Read more...
EMIR Refit Regulatory reporting has always been a key compliance requirement for asset managers. However, with evolving obligations and the increasing complexity of EMIR Refit, ensuring accuracy, completeness, and effective Exception & Omission (EnO) analytics is no longer optional – it’s essential. Stricter compliance standards demand a proactive approach to reporting, minimising errors, and avoiding … Read more “Why EMIR Assurance (Accuracy, Completeness and EnO Analytics) Is Now Critical for Asset Managers” [...]Read more...
Introduction In today’s highly regulated financial environment, the need for accurate, complete, timely, reliable, and readily accessible records has never been more critical. Increasingly, financial firms are receiving formal requests from regulators regarding MiFID II Directive (Directive 2014/65/EU) RTS 24 (Venue obligation) and Article 16(6) and 16(7) (investment firm obligation) data submissions. These regulatory inquiries … Read more “New Guidance from Reg-X: Why Firms Must Be Ready for MiFID II RTS 24 and Article 16(6) and 16(7) Annex IV Record-Keeping Requests” [...]Read more...
CFTC’s New Compliance Expectations: The Commodity Futures Trading Commission (CFTC) has introduced new guidelines on self-reporting, cooperation, and remediation, setting clear expectations for how firms should handle trade and transaction reporting. For firms operating in the derivatives market, this is a wake-up call. The CFTC’s Mitigation Credit Matrix now directly links penalty reductions to a … Read more “CFTC’s New Compliance Expectations: Why Accurate & Complete Reporting is More Important Than Ever” [...]Read more...
Under MiFID II, financial firms are required to maintain accurate and complete records to comply with regulatory obligations. However, many firms struggle with slow response times and poor data quality when providing information to regulators—sometimes taking more than six months to respond to a request. With increasing regulatory scrutiny, firms must ensure their order and … Read more “MiFID II Record Keeping: Ensuring Compliance with Speed & Accuracy” [...]Read more...

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Our Clients
RegAssure’s Success Stories

Our technology not only ensures full regulatory adherence but also enhances operational efficiency,
giving you peace of mind and more time to focus on growth.

Tier 1 investment bank:

Reg-x breach management has enabled us to automate one of the key process of reporting breaches. It has helped in reducing number of hours regulatory operations spend on breach tracking and focus more on key remediations. This has reduced our operational risk.

Large Asset Manager

Breach management is one of the most innovative products we have seen in regtech space this year. Combined with expertise in regulation and experience in regulatory change, Reg-x is one of important businesses which financial services industry should use.

Asset Manager

We have a small regops group. Reg-x products has enabled us to manage our compliance seamlessly and effectively. One of the great feature is of reports, where the latest status of the report can be downloaded and sent to NCA directly.