Experience Seamless Compliance with
RegAssure’s Innovative Tools

Our technology not only ensures full regulatory adherence but also enhances operational efficiency,
giving you peace of mind and more time to focus on growth.

Accuracy

RegAssure Accuracy

Efficient and comprehensive software platform that will allow you to test the accuracy of your…

Completeness

RegAssure Completeness

Configurable software solution that will allow you to compare your front-office records…

Middleware

RegAssure Middleware

Fully automated, flexible, accurate and complete Regulatory Reporting. Cater to MiFIR, EMIR,…

Back Reporting

RegAssure Back Reporting

Platform to identify errors in the transactions and remediate automatically. Most efficient and…

Who We Are: Reg-X, Your Compliance Technology Leader

Regulatory reporting can be a challenge for compliance, risk and operations teams due to its increasing complexity. This complexity results in higher costs, demanding time frames and risks of issues and breaches in reporting. Regulatory reporting data is used by regulators for various purposes such as investor protection and market abuse detection.

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Navigating Compliance Challenges:
Expert Tips and Advice

The Central Bank of Ireland (CBI) has reprimanded and fined an investment fund for failing to report derivatives trades to a trade repository in breach of its reporting obligation under the European Markets Infrastructure Regulation (EMIR). The fine was imposed on November 30, 2023, and is the first time the CBI has fined an investment … Read more “CBI Fines Global Reach, Highlighting Key Lessons for EMIR Compliance” [...]Read more...
Streamlining Derivatives Reporting EMIR Refit, the European Market Infrastructure Regulation Regulatory fitness update, has brought about substantial alterations to the regulatory landscape governing derivatives trading within the European Union. These changes aim to enhance EMIR’s efficiency but introduce unique challenges for market participants and regulatory bodies. To successfully overcome these challenges, a comprehensive approach is … Read more “EMIR Refit Reporting Software” [...]Read more...
The financial landscape’s regulatory terrain remains intricate and ever-evolving. The Financial Conduct Authority (FCA) continues its vigilance against common transaction reporting errors through its latest newsletter, Market Watch 74. This edition stands out not only for addressing known issues but also for shedding light on previously unexplored concerns, offering a comprehensive guide to compliance. Market … Read more “Navigating Regulatory Challenges: FCA’s Market Watch” [...]Read more...
With the impending changes brought about by the EMIR Refit, it’s essential for businesses to assess their readiness and take proactive steps to ensure compliance. The European Market Infrastructure Regulation (EMIR) Refit introduces significant modifications that can impact various aspects of your operations. To safeguard your business and successfully navigate this regulatory evolution, consider the … Read more “Is Your Business Ready to Navigate the EMIR Refit Changes?” [...]Read more...
FCA released the MarketWatch 74 newsletter on market conduct and transaction reporting issues on 25th July. Subsequently FCA released a statement “Supervisory flexibility on transaction reporting” which included updates on a few fields which are going to create a possible divergence with the EU in future. We will only focus on RTS22 updates from Market … Read more “FCA MarketWatch 74 and Supervisory flexibility on transaction reporting” [...]Read more...
ESMA has provided guidelines on reporting of derivatives on crypto-assets as part of EMIR Refit guidelines so it is now clear that crypto derivatives are required to be reported removing any ambiguity. A new field is introduced by the regulator to identify such derivatives. Scope of reporting is expanded to only those derivatives on crypto-assets … Read more “EMIR Refit is expanding scope of derivatives reporting and now includes Crypto derivatives reporting.” [...]Read more...
Emir Refit UPI – In this blog we take a look at the newly introduced field UPI. ANNA DSB defines UPI as “UPI stands for ‘Unique Product Identifier’ and is designed to facilitate effective aggregation of over-the-counter (OTC) derivatives transaction reports on a global basis”. A Unique Product Identifier (UPI) is a unique code that … Read more “Getting ready for EMIR REFIT (UPI) – Unique Product Identifier (UPI)” [...]Read more...
Emir Refit – UTI stands for Unique Trade Identifier, which is a unique identifier assigned to a trade in order to report trade data to trade repositories. The UTI is a critical component of the trade reporting process under EMIR REFIT, as it helps ensure the accuracy and integrity of the trade data that is … Read more “UTI reporting changes in EMIR REFIT” [...]Read more...
The European Market Infrastructure Regulation (EMIR) Refit go-live dates have been annou   nced for the EU and the UK. EMIR trade reporting obliges all companies engaged in over-the-counter (OTC) and exchange-traded (ETD) derivatives trading to report the trades and valuations to a repository. The regulation applies in the European Union (EU-EMIR) and the United Kingdom … Read more “EMIR Refit reporting starts in April and September 2024 – what it means for companies” [...]Read more...

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Our Clients
RegAssure’s Success Stories

Our technology not only ensures full regulatory adherence but also enhances operational efficiency,
giving you peace of mind and more time to focus on growth.

Tier 1 investment bank:

Reg-x breach management has enabled us to automate one of the key process of reporting breaches. It has helped in reducing number of hours regulatory operations spend on breach tracking and focus more on key remediations. This has reduced our operational risk.

Large Asset Manager

Breach management is one of the most innovative products we have seen in regtech space this year. Combined with expertise in regulation and experience in regulatory change, Reg-x is one of important businesses which financial services industry should use.

Asset Manager

We have a small regops group. Reg-x products has enabled us to manage our compliance seamlessly and effectively. One of the great feature is of reports, where the latest status of the report can be downloaded and sent to NCA directly.