Reg-X Innovations Ltd

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RegAssure Accuracy

Efficient and comprehensive software platform that will allow you to test the accuracy of your Trade Repository of EMIR, SEC SBSR Reporting, CFTC Reporting or NCA (MiFIR) extracts on either a one-off or periodic basis to identify reporting inaccuracies.

Regassure Accuracy
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RegAssure Completeness

Configurable software solution that will allow you to compare your front-office records against Trade Repository (EMIR) or NCA (MiFIR) extracts and for SEC SBSR Reporting, CFTC Reporting, to validate your reporting logic and identify over, under and inaccurate reporting.

Regassure Completeness
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RegAssure Middleware

Fully automated, flexible, accurate and complete Regulatory Reporting. Cater to MiFIR, EMIR, SEC SBSR Reporting, CFTC Reporting and SFTR trade and transaction reporting. Most cost effective and value driven solution in the industry.

Regassure Middleware
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RegAssure Back Reporting

Platform to identify errors in the transactions and remediate automatically. Most efficient and automated back reporting in the industry.

Regassure Back Reporting
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AIFMD Reporting

Reg-X AIFMD Reporting is a fully automated solution for AIFMD Annex IV reporting. We bring together everything that's required to produce a fully automated AIFMD Annex IV report for nearly
all EEA countries (Including UK).

AIFMD Reporting
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EMIR REFIT Update

Reg-X Middleware is now EMIR Refit ready.

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Capital Markets Regulatory Innovations

Reg-X provides regulatory innovations to financial services industry.
Our expertise in regulations, experience in technology and deep consulting skills help our clients manage regulatory compliance seamlessly.

Capital Markets Regulatory
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About Us

Regulatory reporting can be a challenge for compliance, risk and operations teams due to its increasing complexity. This complexity results in higher costs, demanding time frames and risks of issues and breaches in reporting. Regulatory reporting data is used by regulators for various purposes such as investor protection and market abuse detection.

Recently, firms have faced substantial fines due to issues with their regulatory reporting data. Reg-X offers a solution to these problems by providing an efficient and comprehensive software as a service platform that can help you manage this complexity and improve the accuracy and completeness of your regulatory reporting in a structured and timely way.

The platform covers the entire regulatory reporting spectrum, including Middleware for trade/transactions reporting, Accuracy control to identify reporting inaccuracies, Completeness control for reconciliation between the firm’s trading platform and the regulator’s systems and Back reporting for correcting and re-reporting historical trade/transactions with inaccuracies.

The Reg-X platform supports global regulations such as MiFID II, EMIR, SFTR, CFTC, SEC, MAS and ASIC. It is secure, scalable, intuitive and easy to use with a single interface for all your regulatory reporting needs. The platform is also seamless and modular, allowing you to easily integrate it into your existing systems. With Reg-X, you can confidently manage the complexity of regulatory reporting and ensure that your firm is compliant with all relevant regulations.

Reg-x Founder & CEO

Kalyan Deshpande

Kalyan Deshpande

Kalyan Deshpande is the founder of Reg-X Innovations, a highly successful regulatory reporting firm focused on leveraging technology to deliver value. With 20 years of experience in regulatory reporting and compliance, Kalyan has worked with prominent financial institutions such as Nomura, M&G, LGIM, Schroders, BlueBay, Santander, Lloyds Banking Group, and Barclays Investment Bank.

He possesses extensive knowledge of capital markets regulations like MiFID II, EMIR, SFTR, and AIFMD, particularly within asset management and investment banking. Kalyan has advised clients on regulatory matters as a consultant at firms including PwC, Delta Capita, Alpha FMC, and S&H. He has collaborated with senior stakeholders, industry associations, and trade bodies, including the IA and ICMA.

Board of Advisors

Chad Giussani

Chad is a regulatory reporting specialist with more than 25 years of financial services experience working for a variety of leading investment banks and vendors, including Standard Chartered, HSBC, Barclays, Lloyds, ISITC, TRAX (now MarketAxess Post-Trade) and Omgeo (now DTCC Institutional Trade Processing).
His notable achievements include launching a MiFID FCA-Approved Reporting Mechanism, leading the implementation and delivery of a number of Dodd-Frank and EMIR reporting programmes and creating a versatile financial markets post-trade compliance advisory team to undertake second line oversight of MiFID, EMIR, HKMA, MAS, ASIC, CAD, CFTC, SEC, Bank of Israel and SFTR transaction reporting.
More recently, Chad has been providing compliance, strategy and product advisory support to hedge funds, venture capital investors, FinTech startups and software vendors.

Lesley Kumar

Lesley Kumar is a founding partner of Insight Regulatory LLP focusing on Governance, Compliance and Conduct issues. Her career in compliance has included senior roles at SEB, Société Générale, and 17 years at Bank of America Merrill Lynch most recently as Head of EMEA Compliance. Her coverage included the full spectrum of wholesale investment banking products including equities, derivatives, credit, FX, prime brokerage, financing, credit, capital markets and corporate finance.
Additionally, she held the prescribed responsibilities for Global Financial Crime Compliance including AML, economic sanctions and market abuse.
experience as both a Senior Manager and Approved Person, as the registered SMF16 and CF10 under the UK regulatory regime, has given her an invaluable insight into the expectations of the FCA and PRA (and other major UK, US, EU and emerging market regulators) making her perfectly placed to advise regulated firms and individuals. Lesley is also a qualified barrister, having been called to the Bar of England & Wales in 1991.

Our Partners

A few of the forward-thinking companies we’ve proudly worked with.
AWS
Microsoft
Regis-tr

Testimonials

A few of the forward-thinking companies we’ve proudly worked with.
Tier 1 investment bank:

Reg-x breach management has enabled us to automate one of the key process of reporting breaches. It has helped in reducing number of hours regulatory operations spend on breach tracking and focus more on key remediations. This has reduced our operational risk.

Large Asset Manager:

Breach management is one of the most innovative products we have seen in regtech space this year. Combined with expertise in regulation and experience in regulatory change, Reg-x is one of important businesses which financial services industry should use.

Asset Manager:

We have a small regops group. Reg-x products has enabled us to manage our compliance seamlessly and effectively. One of the great feature is of reports, where the latest status of the report can be downloaded and sent to NCA directly.

Let’s talk about
your Project.

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Office:

63/66 Hatton Garden, Fifth Floor, Suite 23 London EC1N 8LE

Phone Number:

020 8145 5473

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