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Navigating Trade Transaction Reporting During the Festive Season

by adminEMIR RefitPosted on No Comments

The end-of-year festive season presents unique challenges for trade and transaction reporting. As businesses wrap up their annual operations and technology releases are paused or frozen, ensuring compliance amidst reduced staffing and increased reporting workloads becomes critical. Here’s an overview of the hurdles firms face during this period and how to address them effectively. Key …

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Market Watch 81: Key FCA Insights and Implications for Financial Compliance

by adminEMIR RefitPosted on No Comments

The FCA’s Market Watch 81 newsletter is essential reading for compliance and regulatory reporting professionals, providing in-depth insights into current regulatory expectations for the UK’s financial services sector. This edition addresses the growing need for robust change management, accurate reporting frameworks, solid data governance, effective control structures, and strong governance oversight. As the regulatory landscape …

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The Impact of Daylight-Saving Time Ending on Regulatory Reporting in the UK

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With the end of Daylight-Saving Time, UK financial firms face a shift in timekeeping that could affect regulatory reporting compliance. Regulatory frameworks like MiFID II, EMIR, and SFTR impose stringent timestamp and sequence requirements on trade and transaction reporting, meaning that one-hour difference will create challenges in accuracy, completeness, and cross-border consistency. For reporting organisations, …

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Case Study: How Reg-X Innovations Streamlined Regulatory Compliance for a Prominent London-Based Broker

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Client: A Prominent Broker based in London Industry: Financial Services Challenge: Data accuracy, incomplete transaction data, UPI and UTI generation methodology Overview At Reg-X Innovations, we specialise in helping clients navigate the complexities of regulatory compliance with ease. One of our clients, a prominent broker based in London, was facing significant challenges with data accuracy …

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Regulatory Reporting and Compliance Management. Trade and Transaction Reporting

The Hidden Costs of Non-Compliance: Unseen Impacts on Brand and Operations

by adminEMIR RefitPosted on No Comments

In the fast-paced world of financial services, regulatory compliance is a non-negotiable aspect of doing business. Regulatory bodies such as the Financial Conduct Authority (FCA), European Securities and Markets Authority (ESMA), and the Australian Securities and Investments Commission (ASIC) have introduced stringent guidelines that require firms to adhere to strict reporting obligations. While these regulatory …

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big achievement, category leader, regulatory compliance! Number 1 across all capabilities!

Big Achievement for Reg-X!

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Big Achievement for Reg-X!🎉 We’re thrilled to announce that Reg-X Innovations has been named a Category Leader by Chartis Research in their Regulatory Reporting Vendor Landscape Report! 🏆 This recognition highlights our standout capabilities in regulatory reporting, control and oversight, back reporting, and more. About Chartis Research: A top research firm in the global risk …

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UK EMIR Refit – XML conversion

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Introduction:  In the realm of financial regulations, EMIR REFIT (European Market Infrastructure Regulation-Regulatory Fitness and Performance Programme), plays a vital role in improving transparency and stability within the derivatives market. One crucial aspect of complying with EMIR REFIT requirements is the conversion of data between XML (eXtensible Markup Language), and CSV (Comma-Separated Values) formats. In …

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Navigating Unique Transaction Identifiers (UTIs) for UK EMIR Refit: Generation and Reporting

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In the constantly evolving world of financial regulations, regulatory reporting has become more critical than ever. As the financial landscape adapts to new regulations, firms must also ensure that their reporting platform and operating model remain robust, efficient, and up to date. One of the most significant developments is the EMIR Refit, particularly with the …

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The Critical Role of UPI in EMIR Refit UK: Importance and Generation by ANNA DSB Explained

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Introduction  In the dynamic world of financial regulations, the Unique Product Identifier (UPI) has become a crucial component, especially with the implementation of the European Market Infrastructure Regulation (EMIR) Refit in the UK. As businesses adapt to these regulatory changes, understanding the importance of UPI is vital. This blog explores what UPI is, why it’s …

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Accelerate EMIR REFIT Using REG-X EMIR Health Check

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Is your business ready for the latest UK EMIR Refit? Ensure compliance with a comprehensive EMIR (current) Health Check from Reg-X. Our expert consultants will review your EMIR reporting processes, not repeat the current EMIR issues in Refit, identify gaps, and help you stay ahead of regulatory changes. Reg-X provides comprehensive guidance on updated EMIR …

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