Record Keeping Compliance Solution for
Commodity and Capital Markets Trading
Transform your regulatory record-keeping with Reg-X! Our advanced Regdata platform offers actionable insights and rapid response to regulatory requests, ensuring faster compliance, improved efficiency and cost savings. Streamline your compliance today!
Our Record Keeping Solutions
Choose Reg-X Consulting for precise, reliable, and innovative compliance strategies tailored to your specific needs.
01 Automated Data Capture and Storage
Our solution automates the capture and storage of trading records, orders, executions, allocation and fills ensuring all data is accurately logged and easily retrievable. This automation reduces manual errors and saves time.
02 Regulatory Compliance
We ensure that your record keeping practices comply with the latest regulatory standards, including MiFID II (RTS 24 and Annex IV), EMIR, Sec (rule 17a3), FINRA and other relevant regulations. Our system is designed to meet stringent compliance requirements.
03 Secure Data Management
We prioritise the security of your trading records. Our robust security measures, including WORM (Write Once, Read Many) data storage, protect your data from unauthorised access and breaches, ensuring the confidentiality and integrity of your information.
04 Real-Time Monitoring and Reporting
The platform provides seamless, fast access to regulatory records, enabling quick responses to regulatory requests in days rather than months. Advanced selection and filtering allow precise responses tailored to regulators’ exact requirements.
05 Customisable Record Keeping Solution
We offer customisable record keeping solutions tailored to the specific needs of your organisation. Whether you trade commodities, equities, or derivatives, our system can be adapted to suit your requirements.
Benefits of Using
Reg-X Record Keeping Solutions
- Enhanced Compliance: Ensure your record keeping practices meet regulatory standards.
- Operational Efficiency: Save time and resources with automated data capture and storage.
- Risk Management: Maintain accurate records to manage and mitigate trading risks.
- Data Security: Protect your sensitive trading records with advanced security measures.
- Improved Decision-Making: Utilise real-time data for informed trading decisions.
Why Choose Reg-X for Record Keeping?
At Reg-X, we combine industry expertise with innovative technology to deliver superior record keeping solutions for commodity and capital markets trading. Our client-centric approach ensures tailored solutions that enhance your operational efficiency and compliance.
Key Advantages of Choosing Reg-X:
- Expertise in trading and regulatory compliance
- Advanced and user-friendly technology
- Customised solutions to meet your specific needs
- Dedicated support and service
- Proven success in enhancing record keeping for trading firms
Ensure compliance and operational efficiency with Reg-X.
Get Started
With RegAssure Today
Take the first step towards effortless compliance management. Contact us now to learn how RegAssure can streamline your regulatory processes.
