Regulatory Reporting Outsourcing by Regime Specialists
Trade and transaction reporting has become a full-time operational discipline, with rejection queues, reconciliation breaks and constant regime change. Reg-X’s regulatory reporting outsourcing services take that burden off your team. Our services are run by practitioners who have managed these obligations inside banks and asset managers.
Our managed services combine deep regime expertise with disciplined, technology-enabled operations to improve reporting accuracy, completeness and timeliness. You get the governance and audit trails needed to evidence oversight, while your team stays focused on the business.
Our Managed Services
From independent testing to fully outsourced delivery, choose the level of support your reporting operations need.
01 Regulatory Testing
Independent testing of your trade and transaction reporting for accuracy, completeness and timeliness. We validate at field level, test end to end across the trade lifecycle, and give you evidence your control framework and auditors can rely on.
02 Regulatory Support
Ongoing operational support for your reporting function. We manage exceptions, rejections and reconciliation breaks to agreed SLAs, and provide regime expertise when rules change or regulators ask questions.
03 Regulatory Monitoring
Continuous monitoring of your reporting quality and control performance, alongside tracking of regime change across MiFIR, EMIR, SFTR and other global requirements. You get MI your governance forums can act on, not just alerts.
04 Regulatory Operations
Your reporting function, run by Reg-X. We manage submissions, liaise with trade repositories, ARMs and regulators, and deliver back-reporting and remediation programmes as a fully outsourced service.
Benefits of
Outsourcing with Reg-X
- Lower Cost, Predictable Spend: Replace the fixed cost of an in-house reporting team with a scalable service priced to your volumes, without recruitment, training or key-person risk.
- Regime Expertise on Tap: Specialists across MiFIR, EMIR Refit, SFTR, CFTC and other global regimes, so rule changes are absorbed by us rather than landing on your team.
- Fewer Errors, Stronger Evidence: Proactive validation and reconciliation reduce rejections and misreporting, and every action leaves an audit trail you can show your regulator.
- Focus on Core Business: Exceptions, breaks and submissions handled by Reg-X, freeing your operations and compliance staff for higher-value work.
Why Choose Reg-X for Outsourcing?
01 Run by Practitioners
Our teams have managed reporting operations inside investment banks and asset managers. We have sat in your seat, worked the rejection queues, and faced the regulator questions, so we build the service around how reporting actually runs day to day.
02 Certified and Audit-Ready
Reg-X is SOC 2 Type II attested and ISO/IEC 27001:2022 certified. Every engagement comes with the governance, MI and exit documentation regulated firms need to satisfy their outsourcing obligations.
03 Recognised in the Industry
Reg-X is named “Best Regulatory Consultancy Europe” at the RegTech Insight Awards Europe 2026, recognition of the depth and quality of our regulatory delivery.
04 Global Regime Coverage
One provider across MiFIR, EMIR Refit, SFTR, CFTC, SEC, MAS, ASIC and FinFrag. Multi-jurisdiction firms get consistent quality and a single point of accountability instead of stitching together regional vendors.
Talk to Us About
Outsourcing Your Reporting
Whether you need independent testing, operational support, or a fully outsourced reporting function, we will scope the right model for your firm. Speak to our team about how Reg-X can run your trade and transaction reporting.
