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Reg-X Innovations Ltd

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Completeness

RegAssure Completeness

Configurable software solution that will allow you to compare your front-office records against Trade Repository (EMIR) or NCA (MiFIR) extracts, and for SEC SBSR Reporting, CFTC Reporting to validate your reporting logic and identify over, under and inaccurate reporting.

Reporting Analysis

  • Platform not only does reconciliation but also identifies over reporting, under reporting, eligibility and timeliness issues
  • Automated on demand completeness check. Automated data feeds from FIRDS, GLIEF and ANNA
  • Track and report multiple completeness issues in one single platform

MiFID II Trade and Transaction Reporting, EMIR Trade Reporting, SFTR Trade Reporting, MAS, ASIC, CFTC reporting

Cloud service is available 24×7 and can support any number of transactions. All asset classes supported

Financial Data

Our Partners.

A few of the forward-thinking companies we’ve proudly worked with.
Google
AWS
Microsoft
Regis-tr

Testimonials

A few of the forward-thinking companies we’ve proudly worked with.
Tier 1 investment bank:

Reg-x breach management has enabled us to automate one of the key process of reporting breaches. It has helped in reducing number of hours regulatory operations spend on breach tracking and focus more on key remediations. This has reduced our operational risk.

Large Asset Manager:

Breach management is one of the most innovative products we have seen in regtech space this year. Combined with expertise in regulation and experience in regulatory change, Reg-x is one of important businesses which financial services industry should use.

Asset Manager:

We have a small regops group. Reg-x products has enabled us to manage our compliance seamlessly and effectively. One of the great feature is of reports, where the latest status of the report can be downloaded and sent to NCA directly.