Category: Insight Report

Your Partner in Streamlined Regulatory Reporting

Top 5 MiFID II Transaction Reporting Errors

Introduction MiFID II transaction reporting, governed under MiFIR, has been in place for several years.  Most firms now operate established processes aligned with MiFID II requirements, with systems that consistently submit reports on time.  However, regulatory focus has shifted beyond submission.  Supervisors now expect firms to demonstrate the accuracy of every reported field and clearly explain how each data point was sourced, calculated, validated, …