At Reg-X, our mission is built on trust. We help financial institutions meet their regulatory reporting obligations with accuracy, transparency, and efficiency. Yet behind every report lies sensitive information that must be protected with the highest level of care. That is why we are pleased to announce that Reg-X has successfully achieved SOC 2 Type II certification for information security.
This achievement reflects our continued commitment to maintaining the most rigorous standards of data protection, and it provides our clients with independent assurance that their information is handled securely, consistently, and responsibly.
What SOC 2 Type II Certification Means
SOC 2, developed by the American Institute of Certified Public Accountants (AICPA), is one of the most respected frameworks for assessing information security. Unlike some technical certifications, SOC 2 is focused on how an organisation’s systems and processes protect data in practice.
It is based on five Trust Services Criteria:
Security – ensuring systems are protected against unauthorised access.
Availability – confirming that systems are accessible and reliable when needed.
Processing integrity – validating that data is processed accurately and as intended.
Confidentiality – safeguarding sensitive information against improper disclosure.
Privacy – ensuring personal data is collected, used, and retained responsibly.
There are two types of SOC 2 reports. A Type I report assesses whether the right controls are in place at a single point in time. A Type II report goes much further, examining whether those controls are operating effectively over a period of several months.
By completing the Type II audit, Reg-X has shown not only that our controls are designed properly, but that they consistently work in practice to protect data across our operations.
Why This Matters for Our Clients
In regulatory reporting, data security and accuracy go hand in hand. Our clients trust us with sensitive transaction and trade data, and they expect absolute reliability. SOC 2 Type II certification provides concrete reassurance that Reg-X has the structures and discipline required to manage this responsibility with the highest level of integrity.
For our clients, this means:
Independent validation that our systems and processes meet strict standards.
Proof of consistency, showing that controls are not just theoretical but operate effectively day after day.
Confidence that sensitive financial data is safeguarded in line with industry best practice.
This achievement complements our ISO/IEC 27001:2022 certification, which we announced earlier this year. Together, the two certifications demonstrate that Reg-X applies both international and industry-specific frameworks to information security, offering a level of assurance few providers can match.
SOC 2 and ISO 27001 – Complementary Standards
Although both certifications are focused on information security, they approach the subject in slightly different ways. ISO/IEC 27001 is an international standard that requires organisations to establish and maintain a comprehensive information security management system. It provides a structured framework for identifying risks, implementing controls, and driving continual improvement.
SOC 2, by contrast, is an attestation that focuses more closely on the operational effectiveness of specific controls in protecting client data. It is widely recognised within the financial services and technology sectors, particularly in the United States.
By achieving both certifications, Reg-X demonstrates not only that we have a robust framework for managing information security, but also that the specific controls we apply to protect data have been independently tested over time and proven effective.
Building Trust Through Assurance
Financial institutions face growing scrutiny from regulators and ever-increasing expectations from clients. In this environment, trust is not won through promises but through independent verification and evidence. Certifications like ISO/IEC 27001 and SOC 2 Type II are important markers that Reg-X can be relied upon to deliver reporting services with security and integrity at their core.
We believe that our clients should have complete confidence not only in the accuracy of our reporting solutions, but also in the way we manage their information. SOC 2 Type II certification is another step forward in our journey to provide that assurance.
A Thank You
We would like to thank our exceptional team, whose dedication and professionalism made this achievement possible. Their efforts ensure that Reg-X continues to meet the highest standards in security and compliance. We are equally grateful to our clients, whose trust motivates us to keep raising the bar.
If you would like to learn more about our SOC 2 Type II certification or request a copy of the report under NDA, please get in touch with us.
At Reg-X, trust is the foundation of everything we do. Achieving SOC 2 Type II certification is another milestone in demonstrating that your confidence in us is well placed.
