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Another success story in MiFID II Back Reporting

We are observing a trend in the market of firms developing in-house back reporting platforms.  Bespoke in house developed platform may not be the most effective solution for the back reporting  problem. We believe our always-on automated secure software-as-a-service back reporting platform  can solve this problem in a much more efficient and faster way.  Here …

ESMA has Updated its SFTR Q&A

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MiFID II penalties quadrupled to €8.4 million in 2020

ESMA’s latest report reveals a substantial surge in penalties and corrective actions linked to MiFID II non-compliance across Europe in 2020 when compared to the previous year. Here are some key findings from the report: Quadrupled Sanctions: The number of sanctions and remedial actions, as imposed by national competent authorities (NCAs) across Europe, experienced a …

ESMA fines UnaVista trade repository €238,500 for EMIR data failures

Contrary to popular belief, Lorem Ipsum is not simply random text. It has roots in a piece of classical Latin literature from 45 BC, making it over 2000 years old.