Your Partner in Streamlined Regulatory Reporting
100% ACK Rate Achieved: Delivering Accuracy and Confidence in Every Report A Milestone in Regulatory Reporting We are proud to share that Reg-X has achieved a 100% ACK rate across both ASIC and South Korea regulatory reporting regimes. This result represents more than just a technical accomplishment. It reflects the strength of our reporting framework, …
EMIR 3.0: Strengthening EU Market Infrastructure and Transparency The European Market Infrastructure Regulation (EMIR 3.0) marks one of the most comprehensive updates to the EU derivatives clearing framework since EMIR was first introduced in 2012. Born out of lessons from Brexit and growing global market dependencies, EMIR 3.0 is designed to enhance resilience, transparency, and …
Understanding SEC 10c-1a and Preparing for SLATE Reporting The SEC 10c-1a rule introduces a significant change to the US securities lending landscape. Brought forward by the US Securities and Exchange Commission (SEC), this regulation aims to improve transparency and efficiency in the securities lending market. Under SEC Rule 10c-1a, all lenders, broker-dealers, and intermediaries must …
Read more “Be Ready for SEC 10c-1a: Reg-X’s Keys to Success for Compliance and Transparency”
The European Commission’s recent move to de-prioritise around 430 non-essential Level 2 acts in financial services until October 2027 signals a major shift in the EU’s regulatory approach. While this decision reflects a drive toward simplification, it also sets the stage for a more focused and efficient delivery of key regulatory reforms especially those tied …
Read more “MiFIR Review: 5 essential keys to success. What the Level 2 De-Prioritisation Means”
The European Commission moves forward on REMIT changes The European Commission (EC) has published two draft regulations to update and strengthen the framework for transparency and integrity in the EU’s wholesale energy markets. These proposals revise Regulation (EU) No 1227/2011 on Wholesale Energy Market Integrity and Transparency and follow the May 2024 revision introduced under …
Read more “7 Key Updates in REMIT Draft Acts: What Energy Firms Need to Know in 2025”
Market Watch 84, published by the FCA in September 2025, offers a detailed review of how firms have adapted to the UK EMIR Refit one year on. The newsletter examines the progress made, challenges still faced, and supervisory priorities for the year ahead. It also provides lessons that extend beyond EMIR, offering insights for firms …
Read more “5 Key Insights from FCA Market Watch 84: Lessons for Reporting Firms”
The Australian Securities and Investments Commission (ASIC) has rolled out a major overhaul of the derivative transaction reporting regime. These ASIC changes bring new rules, reporting formats, and expanded obligations for firms dealing in over-the-counter (OTC) derivatives. With implementation spread across multiple phases, financial institutions must act early to ensure their infrastructure, data mapping, and …
Read more “7 Essential Insights into the Latest ASIC Changes for Derivative Transaction Reporting”
EMIR Reporting is getting a change, the Financial Conduct Authority (FCA) has confirmed. From 26 January 2026, the Execution Agent field will move from optional to conditional under the revised EMIR Technical Standards. This change is outlined in Handbook Notice No. 132 and reflected in the updated EMIR validation rules and XML schema. For firms …
What Is REMIT II and Why It Matters? On 7 May 2024, the European Union introduced a revised framework for wholesale energy market transparency through REMIT II (Regulation (EU) 2024/1106). The new regulation marks a significant shift in how Organised Market Places (OMPs) interact with the Agency for the Cooperation of Energy Regulators (ACER). One …
Read more “REMIT II: 6 Positive Steps OMPs Can Take (August 2025 Update)”
Introduction The Markets in Financial Instruments Regulation (MiFIR) has long been a cornerstone of transaction reporting and market transparency in the European Union and the United Kingdom. With MiFIR III on the horizon, 2025 is set to bring the most significant overhaul to transaction reporting since the original MiFID II regime. As both the EU …
Read more “Unlocking Greatness: Essential MIFIR Insights for 2025”
We know how to build something successful from the ground up.
