ESMA has Updated its SFTR Q&A
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MiFID II penalties quadrupled to €8.4 million in 2020
ESMA’s latest report reveals a substantial surge in penalties and corrective actions linked to MiFID II non-compliance across Europe in 2020 when compared to the previous year. Here are some key findings from the report: Quadrupled Sanctions: The number of sanctions and remedial actions, as imposed by national competent authorities (NCAs) across Europe, experienced a …
Read more "MiFID II penalties quadrupled to €8.4 million in 2020"
ESMA fines UnaVista trade repository €238,500 for EMIR data failures
Contrary to popular belief, Lorem Ipsum is not simply random text. It has roots in a piece of classical Latin literature from 45 BC, making it over 2000 years old.
